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The Debunking of 'The Spirit Level'

Should science have the last word?

If there's one thing that policy-makers like, it's scientific analysis (typically social scientific analysis) which proves the obvious. In the lead-up to this year's election, the two most influential books in policy circles were Nudge and The Spirit Level, which respectively set out to prove that people don't always behave rationally and that “equality is better for everyone.” While of course there are more interesting and detailed claims within the works themselves, it is these self-evident but headline-grabbing take-aways that have redirected political discourse. Evidence-for-the-obvious is a key weapon in the political arsenal, not least because it can open an Overton Window in the range of policies that the public, or a particular constituency, are willing to accept.

It is hard to underestimate the degree to which these books have been employed to this effect, especially by the current Government. Co-authoring a Guardian article with Nudge author Richard Thaler gave George Osborne enough political cover to make an otherwise shocking endorsement of paternalism, “We can make you behave.” And The Spirit Level provided David Cameron with the basis, if not the impetus, to break with Thatcherite views on inequality. In his Hugo Young lecture, Cameron was able to argue:

Research by Richard Wilkson and Katie Pickett has shown that among the richest countries, it's the more unequal ones that do worse according to almost every quality of life indicator. In "The Spirit Level", they show that per capita GDP is much less significant for a country's life expectancy, crime levels, literacy and health than the size of the gap between the richest and poorest in the population. So the best indicator of a country's rank on these measures of general well-being is not the difference in wealth between them, but the difference in wealth within them.

But what happens when this expedient science is debunked? In a blog post on Poverty, Politics and Brain Size earlier this year, ResPublica's Sandra Gruescu challenged the research basis for Iain Duncan Smith's claims that “Neuroscientists have been able to show us that children brought up in families where there is abuse and neglect, will by the age of three have smaller brains than their equivalent, functional counterparts” (a challenge which was soon after echoed in the Guardian). There were times during this debate when I couldn't stop myself from thinking: “Never mind the neuroscience, he's arguing against abuse and neglect!”

A similar thought went through my mind this week when Policy Exchange published a new report by Prof Peter Saunders, Beware False Prophets, which set out to debunk The Spirit Level's claim “that more unequal countries (and within the USA, more unequal states) suffer from higher crime rates, worse infant mortality, greater obesity, poorer education standards, lower average life expectancy, less social mobility, and much else besides.” The report argues that The Spirit Level's conclusions are not based on general observations that hold broadly true across the 23 countries studied, but depend on outlying countries (or small clusters of like-minded countries) skewing trends. The US is a prime skewing country, home to both obscene inequalities and many of the national vices listed above. The small cluster of Nordic countries and occasionally Japan provide the other end of the spectrum. The report argues that on most indicators, between these two poles, other countries slot in without identifiable pattern. It goes on to speculate rather convincingly that more social equality may just as easily be the effect of a national culture which is less murderous/sexist/ignorant, rather than the cause.

The authors of The Spirit Level, Professor Richard Wilkinson and Professor Kate Pickett, have been quick to respond and the ensuing debate will surely be watched with interest, but these examples (along with Climategate on the political Left) illustrate the danger of depending on science to change or replace values. Treating social equality, proper child care or environmental protection instrumentally ignores their inherent value and risks missing the point altogether.

Comments on: The Debunking of 'The Spirit Level'

Gravatar Matthew Kalman 22 July 2010
Hi Adam,

Thanks for recommending this series - I definitely ought to take a look, though it rather looks like the findings could be rather familiar to us all.

The series claims to tackle 'the root causes' of health disparities - but it is selective, and looks to me like it will focus on the standard causes that the the left and the media like to focus on.

That's why Prof Peter Saunders' recent reports (on social mobility, The Spirit Level) intrigue me – as he brings in other factors – that the left and the media attempt, rather effectively, to draw a veil over. Eg the role of IQ.

Below is the conclusion of one major Scottish academic study – 'Does IQ explain socioeconomic inequalities in health? Evidence from a population based cohort study in the west of Scotland' - on the role of IQ in health.

It seems it may well explain a fair bit of what's going on (it talks of "a marked attenuation in risk" when IQ is factored in).

Does 'Unnatural Causes' mention this as a contributory factor?

I tend to feel that public broadcasts that deliberately privilege some explanatory factors, and ignore others, are rather ideological – and I'm wary of them.

Er, I guess that actually covers pretty much every broadcast... ;-)

* *


Public health implications
Our findings indicate that measured IQ does not completely account for observed socioeconomic inequalities in health but, probably through a variety of processes, may contribute to them.

This implies that efforts to reduce these differentials should continue to be based on a broad front, including educational opportunities and interventions particularly in early life. Such childhood interventions may also elicit improvements in IQ, although results are mixed.

Interventions need to be based on the best possible evidence about the factors that generate and maintain social and health inequalities. The currently scant information about IQ and health thus needs to be enhanced, with empirical investigation of why IQ seems to predict some health outcomes and how the links between low socioeconomic status, low IQ, and poor health might be broken.
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Gravatar Adam Coutts 22 July 2010
I suggest a viewing of this.

http://www.unnaturalcauses.org/

UNNATURAL CAUSES is the acclaimed documentary series broadcast by PBS and now used by thousands of organizations around the country to tackle the root causes of our alarming socio-economic and racial inequities in health.

The four-hour series crisscrosses the nation uncovering startling new findings that suggest there is much more to our health than bad habits, health care, or unlucky genes. The social circumstances in which we are born, live, and work can actually get under our skin and disrupt our physiology as much as germs and viruses.
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Gravatar Matthew Kalman 22 July 2010
Hi Adam,

I hope your research assistant managed to get in.

Hopefully he/she can write a little blog post about it here, for those who couldn't make it :-)

(Maybe include a photo of the event too!).

I presume that sparks flew...!

Or did Matthew Taylor manage to envelop it all in his 'transcendent' moment? ;-)

Matthew K
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Gravatar John C. Médaille 21 July 2010
Thanks, Matthew. Wish I could be there, but I will certainly look forward to the video, audio, or reports of this. But surely on the face of it, Distributists ought to be inclined to arguments in favor of better distributions.
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Gravatar Matthew Kalman 21 July 2010
Hi John,

The RSA has a great-looking lunchtime session on tomorrow - with protagonists from both sides of the debate on 'The Spirit Level', including the authors themselves, along with Saunders:

http://www.thersa.org/events/our-events/the-spirit-level

I hope it's one of the ones they video, as I can't make it - and it looks like it might be full too...

Maybe someone will blog it, in depth, for the rest of us...

Matthew
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Gravatar Adam Schoenborn 22 July 2010
I'm dispatching a research assistant to the RSA as I type. Hopefully we'll have some further analysis for you next week, watch this space.
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Gravatar John C. Médaille 21 July 2010
I do not think it fair to say that Wilkinson attacked Saunders merely by saying he was a racist; the bulk of the article is devoted to showing that he is selective in his evidence and merely excludes large chunks which do not match his thesis. This critique of the critique may be true or false, but you cannot accuse him merely of passing it off as "racism." That is mentioned only at the end of the article, and it is a legitimate question since Saunders resolves all of the differences to race. If you do that, I think questions of motivation become pertinent.

I have not read the Spirit Level, but I have read Wilkinson's earlier book on the same subject. I think Wilkinson's work needs to be taken seriously by ResPublicans. Saunders in his article makes some assertions, but nothing specific enough to be checked. Until he can provide at least some basis for questioning the data, other than on the level of mere assertion, I remain skeptical of his claims.
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Gravatar Adam Coutts 15 July 2010
To add to Matthew's bit:

Main finding of Saunders analysis of National Child Development Survey - Britain is a meritocracy and therefore social policy to combat discrimination and disadvantage are unnecessary.

Quite!

http://www.arasite.org/saunders.html

http://soc.sagepub.com/content/29/1/23.abstract

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Gravatar Adam Coutts 15 July 2010
Speaking of 'thorny issues', i.e., evidence based policy / policy based evidence -'build on or spray on' you should have a look at this piece by David Halpern:

http://www.odi.org.uk/events/2003/04/30/363-transcript-1-david-halpern.pdf

http://www.odi.org.uk/RAPID/projects/PPA0117/examples.html
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Gravatar Matthew Kalman 14 July 2010
Hi Adam,

Oh, I should have guessed - the Guardian has already published a piece by the authors of The Spirit Level, which attacks Prof Peter Saunders as "racist" for his questioning of their statistics:

http://www.guardian.co.uk/commentisfree/2010/jul/09/spirit-level-policy-exchange?showallcomments=true#comment-51

Saunders responds to their article here:

http://www.petersaunders.org.uk/spirit_level.html

I'm not quite clear what "the need for policy based on values" really means - this leans a bit too much towards policy-based evidence-making for me, perhaps... ;-)

Matthew
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Gravatar Matthew Kalman 13 July 2010
DOES THIS MAN HAVE SOME KIND OF ACADEMIC DEATH-WISH? ;-)

Prof Peter Saunders' critique of 'The Spirit Level' appears to rest partly on the finding that "state homicide rates, infant mortality rates, average life expectancy and imprisonment rates all reflect ethnic composition, not income inequality."

He's never going to make himself popular saying things like that.

Surely he doesn't make a habit of saying the unsayable, the things no politician wants to talk about publicly...?

What was his previous piece of research?

Er... a 171-page report 'Social Mobility Myths' published by Civitas and largely based on IQ research, that few others would dare to talk about!

You can download it here: http://www.civitas.org.uk/pdf/SocialMobilityJUNE2010.pdf

Here are the 4 myths:

1. The myth that Britain is 'a closed shop society' in which life chances are heavily shaped by the class you are born into;

2. The myth that social mobility is getting worse, or has even 'ground to a halt';

3. The myth that differences of ability between individuals are irrelevant in explaining the differential rates of success they achieve;

4. The myth that governments can increase mobility by top-down engineering of the education system and forcing more income redistribution.
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Gravatar Adam Schoenborn 13 July 2010
Oh dear. I'll have to put Social Mobility Myths on my summer reading list.

I have read the section of Beware False Prophets on racial inequality in the US, but had no intention to get into that thorny (though relevant) issue in this blog...

Assuming for the sake of argument that his regression analysis is correct (as well as conclusions such as "Income inequality does not explain a state’s homicide rate; the size of its black population is the only predictor we need – and it is a strong one"), it only underlines the need for policy based on values as much as on evidence.
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Gravatar Adam Schoenborn 12 July 2010
Thanks for the kind comments, Brendan and Sandra. "The pretence of being value-free" summarises the problem quite well.

I think that your point about the budget estimates is very appropriate as well. I find it amazing the degree to which political and moral arguments have been removed from economic policy. A great example of this is the current debate around New Labour’s stance on labour market "flexibility", which shifts the question from the moral problem of “low wages and poor employment conditions” to a technocratic problem of capital flight. The pretence that economic policy is a value-free science has closed down debate and led to a vulnerable and socially unjust economic settlement.
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Gravatar Sandra Gruescu 12 July 2010
I absolutely agree with Brendan, an excellent piece, Adam. We need both evidence (as good as it can get) as well as discussion about values and morals - the more so if evidence is limited.
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Gravatar Brendan O'Donovan 10 July 2010
Excellent analysis Adam. Politicians are likely to come unstuck when they disingenuously rely on a supposedly objective social scientific basis for their actions: witness also the unravelling of the OBR after its figures were used by Osborne as an 'independent' justification for his measures in the budget. Of course, where there is evidence available it should not be ignored, but moral and political arguments cannot maintain the pretence of being values-free.
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Adam Schoenborn

Adam Schoenborn was a senior researcher for ResPublica from its foundation in 2009, until he moved to Canada in April 20...