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City Deals: First steps to English federalism?

Marius Ostrowski on the future of Localism

The agreements reached recently between Whitehall and eight of England’s largest cities on the devolution of selected budgetary powers mark something of a milestone in the development of decentralisation in the United Kingdom. On the surface, these deals represent a much-needed rejuvenation of the Coalition government’s flagging localism agenda, in the wake of the widespread rejection of plans for elected city mayors at the ballot box in May. But buried in the terms of the new deals lie both the need and the potential for far more radical reappraisal of the relationship between central and local government than any proposal the Coalition has tabled so far.

One major question which the agreements leave unanswered is how far the new powers will actually increase cities’ decisive authority and policy control. While cities will now enjoy clearly greater freedom of choice in making spending decisions for local infrastructure, transport, and education, this freedom has come at the cost of significant concessions to Whitehall in often unrelated policy areas. In Leeds, for instance, the ‘carrot’ of control over transport policy has been coupled with the ‘stick’ of a commitment to drastically curb the number of NEETS in the city—a vestige of the bargaining process, perhaps, rather than a sign of a coherent regional policy at either level of governance.

Such disjointed reciprocity does little to achieve the Coalition’s aim of ‘rebalancing’ governance away from Westminster—rather, it tightens the centre’s grip on policy, while offloading the primary responsibility for funding onto the local level. A more thorough-going solution would see cities take over not just budgetary and policy-implementation mechanisms, but the processes and institutions of policy-setting as well. Cities must be given the chance not only of accommodating their region to meet the requirements of a ‘national picture’ defined by the centre, but also of determining the direction in which they want themselves to develop. In other words, cities need not just power, but also directive authority to have a meaningful stake in local political and economic development.

Similarly, the reliance of the City Deal negotiations on the stated priorities of the cities, and not the desires of government, raises the question of how symmetrical this new decentralisation of powers is intended to be. Will certain areas of policy, such as local infrastructure investment or transport, now be treated as inherently local concerns, and thus devolved away from London across all regions (reminiscent of German federalism)? Or will the exact nature of the devolved policies depend solely on specific local demands—with the conceivable result that nearby authorities end up in control of vastly different areas of governance (an extreme version of the Spanish model)?

At the same time, the inevitable concern with any such devolutionary project is that of deciding where to draw the line. Given the appetite for localism evinced by the City Deals, it is unsurprising that both Greg Clark, the Decentralisation and Cities Minister, and Hilary Benn, the Shadow Communities and Local Government Secretary, have called for this devolution to be pushed even further, in the form of ‘Council Deals’. But how is the ‘right’ extent of devolution to be determined? And, even with major empowerment of local governance, how reliably and autonomously can any sub-state authority be expected to meet the demands placed on it at its particular level?

Perhaps the clearest response to both the symmetry and extent concerns is that governance units will only be effective in carrying out their responsibilities if they can call on adequate resources to support their activities. Devolution of political authority presupposes and relies on appropriate control over fiscal powers—including budgetary powers—which makes the arrangements outlined in the City Deals a prerequisite foundation for all future reforms. A plausible next step might thus be an extension of something like the ‘devo-max’ alternative to Scottish independence to English local authorities. The block grant (still present in the City Deals) could be replaced with a right to (part of) the tax levied within the local authority, perhaps integrated into a multi-tier tax system alongside the existing council tax and national arrangements.

Any move towards such a system is likely to require an overhaul of the types of local authority available for empowerment. Not all existing tiers of sub-state authority have the capacity either to raise the financial resources needed for (relative) self-sufficiency, or to implement political decisions effectively. The City Deals, however, offer two alternative models for solving such ‘natural’ asymmetries between localities: the ‘city-region’, piloted by Greater Manchester; and the ‘combined authority’ of West Yorkshire grouped around Leeds, an idea which Newcastle and Sheffield are also interested in pursuing. In both cases, a flexible approach to political geography, and a policy-specific approach to improving delivery of results, could allow similar models applied elsewhere to achieve the legal and administrative coherence that strict faithfulness to existing regional boundaries would otherwise prevent.

While the City Deals are evidently just one development aimed at mitigating the hegemony of unitary governance in English politics, constructing a whole federal system is a rather more complex and delicate prospect. The conflicting motivations of the centre to retain oversight and control, and of the locality to reflect regional strengths and differences, can lead as much to over-conservative centralism as to over-ambitious localism. Nevertheless, these agreements have opened the door for future negotiations of a division of policy competencies between central and local government, which will strengthen the case for a formal constitutional settlement along recognisably federal lines.


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Detailed Summary

Date Published
24 August 2012

Issue(s)
Models and Partnerships for Social Prosperity

About The Authors

Marius Ostrowski

Marius Ostrowski is a doctoral student in politics at the University of Oxford, with a thesis on federalism and com...